How a House is Like a Tank of Water


Happy 2014, everyone. 2013 was a good year for me. It certainly did not go the direction I would have expected with the California Energy Commission work lasting all year, but it was a blessing and I’m very grateful. I realized that I only posted two blogs last year. Even though those two blogs generated a ton of feedback and even a little controversy, I resolve to do much better this year.

Great news! SMUD has generously offered to sponsor my “HVAC 1.0 – Introduction to Residential HVAC Systems” for FREE! Obviously, it is based on my book of the same name. You even get a free copy of the book (a $29.99 value). Here is a link to sign up: https://usage.smud.org/etcstudent/ClassDescription.aspx?Id=895 Right now it is to be offered on March 6 at their headquarters. If the demand is high and the response good, they could very well offer it again. If you can’t make it on March 6, be sure to tell them that you’d love to see it offered on a different date.

I’ve been experimenting with making this class an on-line class. I’ve taken some of the power point slides and some audio files of me speaking and created a short movie. We all hate the way our recorded voices sound and I’m no exception. I speak much more slowly and sound a lot more like Mr. Rogers than I do when I teach live.

As an experiment, I started with Appendix A. This is the “Tank of Water Analogy” that I’ve been using for years and getting excellent feed back. It’s amazing how a simple analogy can really help explain something that’s much less intuitive. It’s definitely the most basic part of the book. Other sections are far more technical. This was a good section to experiment with.

There are a lot of different ways to do on line training. For me, the most effective is the one that you can easily pause, rewind, replay. My plan is to take a class that can easily go 8 hours live and condense it down into about 5-6 hours worth of videos, none of which are more than 20 minutes long (hopefully).

Please take a look at this sample. It is about seven minutes and let me know what you think. I suggest that you frequently hit the pause button and let what was just said in the video sink in for a few seconds. Otherwise, I have found that minds tend to wander . . . Squirrel! (I watched “Up” over Christmas break. Great family movie.)


What’s a Few Degrees Amongst Friends? – Picking A Summer Outside Design Temperature


Merry Christmas . . . uh . . . Happy New Year! . . . ahem . . . Ok, so it’s been a while since my last blog . . . Sorry for the hiatus.  I was put on a support contract to help California Energy Commission staff write the updated (2013 code) version of the Residential Compliance Manual and that took me off line for a few months.  I have a newfound respect for the hard working folks at the Energy Commission.  They truly want the code to be fair, practical and enforceable.  That’s a much harder task than any of us on the outside realize.  All in all, there are many improvements to the code this time around.  The compliance software is still a big mystery.  The new dynamic forms will be very cool once the bugs get worked out.

The topic of today’s blog post is summer outside design temperatures and why you shouldn’t stress over them.  More precisely, there are other things far more important to stress over.

ImageA few years back, I literally had a contractor refuse to install my HVAC design solely because I chose a summer outdoor design temperature that was two degrees lower than what he thought it should be.  I was using the temperature required by the energy codes and recommended by ACCA and ASHRAE.  Granted, the project was a few miles away from the city that the temperature was measured for, and granted, it was on the other side of a small ridge.  Even if the “true” summer outside design dry bulb for the precise location of the project was 2 degrees higher than what I used, how big of a difference does that really make?  According to him, all the difference in the world.

His argument was that it would cause the A/C to be undersized and result in homeowner complaints that HE would have to deal with, not me.  First of all, as a licensed mechanical engineer, I am totally responsible for the performance of any mechanical plan that I stamp and sign.  Yes, he would be the first one they called, but if it turns out that my design was the cause of the problems, I would be responsible for fixing it and for paying for his time to respond to it.

The first thing to realize is that typical residential A/C systems only come in a few sizes.  1.5, 2, 2.5, 3, 3.5, 4 and 5 ton sizes.  Roughly speaking these represent sensible cooling capacities of numbers something like 12,000, 16,000, 20,000, 24,000, 28,000, 32,000, and 40,000 btuh.  Basically, what happens is that you do your load calcs and then you pick the next size up.  So, if your sensible load is 13,000 Btuh, you would have to pick a two-ton because a 1.5 ton system would not be enough.  (Note: these sensible capacity values are very crude.  They are probably a little low.  I’m making them up because it’s easier to work with round numbers and I am too lazy to get some real numbers; however, real numbers would illustrate the exact same point.  Actual sensible capacities come from detailed performance tables published by the manufacturer and depend on indoor temperature and humidity, outdoor temperature, airflow across the coil and, of course, make and model.  Please don’t use these as rules of thumb.  I disavow any responsibility for them.  If you want to learn how to determine these for real equipment, read ACCA Manual S.)Image

For a typical 3 to 4 ton load in a fairly new home, changing the summer outside design temperature from 98 to 100 adds about 1,000 to 2,000 btu to the sensible cooling load.  The reason that it is a fairly small number is because the indoor and outdoor temperatures establish the temperature difference (delta-T) between the inside and outside of the house.  This delta-T only affects loads caused by conduction through the building shell (heat transfer through solid walls, ceiling, etc.) and convection into the conditioned space (outside air leaking into the house).  This delta-T has no impact on the largest single source of heat entering the house in the summer – solar gains.  Solar gains can be 30-40 percent of the sensible load and do not change due to outside temperature.  Neither do internal loads.

Did you know that a house with an indoor summer design temp of 75 and an outdoor summer design temp of 100 will have about the same cooling load as a house with an indoor summer design temp of 65 and an outdoor summer design temp of 90.  (65 is not a reasonable indoor summer design temp.  Don’t use that.  Use 75.  This was just another dumb example to make a point.)

So, let’s say your sensible cooling load calc at 98 deg is 29,000.  That would suggest a 4 ton system.  If you re-ran it at 100 deg and it went up to 31,000, a four-ton system would still work.  Your load calc at 98 deg would have to be over 30,000 before changing the temperature to 100 deg would even hint that you needed to go up to the next size equipment.  In this case, that would be a five-ton system.  So, lets just say for laughs that my load calc at 98 deg came out at 31,000.  If I caved to the contractor and reran the calcs at 100 deg, they would come out at around 33,000.  Too big for a 4 ton, so we would have to go to a 5-ton that delivers 40,000 btuh, sensible.

But, are we really doing the homeowner a service by putting in a system that is oversized by 7,000 btuh (21% excess capacity).  Wouldn’t it make more sense to really look at what this means and maybe try to find a way to make the 4-ton system work by dropping the load of the house back to 32,000?  (The answer is YES.  It would make tons more sense to do that.  Pun intended.)

Also, what exactly does the summer outdoor design temperature number represent?  Currently, we use a value called the “1% Summer Design Dry Bulb”.  It can be found for pretty much any city in California (there are about 750 listed) in the 2008 Joint Appendices, Appendix JA2.2.  What does the 1% mean?  Well, you can scan through Reference Appendix JA2 and by looking at cities you are familiar with, you will notice right away that it certainly doesn’t represent the hottest day of the year.  It’s usually well below that.  What it means is that the outdoor temperature is higher than that number only 1% of the time over however many years the data was collected for.  (Also notice that they list a value for 0.1%, 0.5% and 2%.  The code requires that you use the 1.0% value.)ImageAnother way of looking at this number is that 99% of the time, the actual cooling load is less than the load calculated using that temperature.  The system is perfectly sized for the few hours where the temperature is exactly the design temperature.  Let’s be generous and say that’s about 1% of the time.  This means that 98% of the time the system is oversized and will cycle on and off (or not run at all).

So, if our cooling load and cooling capacity were exactly the same, let’s say 32,000, then 1% of the time the load is greater than the capacity of the equipment and it cannot remove Btus as quickly as they are coming in.  When this happens, the temperature in the house will creep up.

If you didn’t know this already, a perfectly sized air conditioner will run continuously when the outdoor temperature is at or above the design temperature.  This is a good thing and the reason why is a discussion for a later blog, perhaps.  Just suffice it to say that cycling on and off is about as good for an air conditioner’s efficiency as stopping and starting is for your car’s MPG.

Let me also say this:  There is no such thing as a perfect load calculation.  They are a SWAG, which is only little better than at WAG (A WAG is a wild-ass guess.  A SWAG is a scientific wild-ass guess.)  Trying to calculate an exact sensible cooling load is like trying to measure the average diameter of a cotton ball with a micrometer.  Where do you draw the line?  The best you can do is document your assumptions and hope that you are right most of the time (99% is pretty good, by the way).

So, what ultimately happens during that 1% of the time when the A/C cannot keep up?  The indoor temperature shoots up like your car parked in the sun, your favorite leather chair burns skin off of your back, all the plants wilt, the goldfish are parboiled, and the kid’s crayons melt into pretty little puddles of color.  No.  None of these things happen.  What actually happens is the indoor temperature will creep up a few degrees.  If the set point is 75 degrees, it will rise up to 76, 77, maybe 78 degrees. (Seventy-eight degrees was the indoor design condition for many years by the way). How fast it takes to do that depends on the house.  One of the biggest factors is how much insulation and thermal mass the house has.  Thermal mass stores Btu’s in the winter and Bcu’s in the summer.  A “Bcu” is a Bubba’s Cooling Unit and it is equal to -1 Btu, see an earlier blog on that topic.

A fairly new, reasonably well-built house will rise about 1 degree per hour.  Whether or not that becomes a big problem depends on how hot it gets outside and how long it stays above the design temperature.

ImageThe above graph shows a hypothetical house that has the equipment sized exactly to the load.  Remember that this usually doesn’t happen when you pick the “next larger piece of equipment”.  Normally, there is some excess capacity in a properly sized system.

The red line is a typical pattern for outside temperature in the summer for a fairly hot city like Fresno or Sacramento.  This graph shows two consecutive “hot” days where the outdoor temperature exceeds the design temperature by several degrees for a few hours.  Remember, this only happens 1% of the time.

When it does happen, what happens to the indoor temperature?

The indoor temperature is represented by the blue/green/pink line.  When the line is blue, the indoor temperature is below the thermostat set point, of 75 degrees, for example.  This happens when it is cooler outside than inside.  When the line is green, the indoor temperature is right at 75 degrees.  This happens when the outdoor temperature is above 75 degrees but below the outdoor design temperature.  When the line is pink, the indoor temperature is above 75 degrees.  This happens when the outdoor temperature is above the outdoor design temperature.  Notice that if these were weekdays, the pink bump is happening mostly when no one is home.

Something else to realize is that when the line is blue, the A/C is not running at all.  When the line is green, the A/C is cycling on and off.  When the line is pink, the A/C is running continuously.  Interesting?  I think so.

So, does that graph represent something that the typical homeowner would complain about?  Possibly.  Homeowners have a right to be picky.  They are spending a lot of money on their home.  Are there things a homeowner can do to make sure this doesn’t happen (without changing the size of the A/C)?  Absolutely.  Remember, this only happens on the few hottest days of the summer and in a system with no excess capacity.  Most homeowners know when hot days are going to happen and can take reasonable precautions.

Most cooling loads are calculated with the assumption that some or all of the interior shades (drapes, etc.) open.  Keeping all of the drapes closed during hot weather makes a huge difference.  Planting shade trees around a house makes a big difference.  Even neighboring buildings provide shade not accounted for in the load calcs.  Pre-cooling or overcooling the house can help too.  This is when you set the A/C down a couple extra degrees, cooling the house down a little extra at night, and letting the thermal mass of the home help keep it cool during the hottest time of the day.

Did you know that a house with less thermal mass will have a taller hump in the pink part of the line.  A house with more thermal mass will have a flatter hump.

The vast majority of homeowner complaints about cooling that I have dealt with did not stem from undersized equipment and certainly would not have been solved by using a higher outside design temperature.  They stemmed from poorly built homes (leakier than expected, poorly installed insulation, etc.), underperforming cooling systems (poor refrigerant charge, low airflow due to undersized ducts, leaky ducts, etc.) and poor thermostat operation (turning system on and off and not letting it reach equilibrium).

ImageThis graph represents a more normal hot summer day.  Where it does not quite reach the design temperature outside.  These are far more common than the previous example.  Notice that there is no pink bump where the indoor temperature drifts up.  Realize though, that the lower the outdoor temperature is, the more often the system will cycle on and off.  This reduces efficiency.  The ultimate question then becomes, is it worth having a less efficient system the vast majority of the time just to prevent the indoor temperature from creeping up a few degrees on very hot days (which can be prevented with simple precautions).  I vote no, but that’s just me.

By the way, the same contractor that I mentioned at the beginning of this blog also told me that a 16” return duct is fine for a 4-ton system (hint: that’s not even close).  So, the moral of that story is: stop quibbling over things that we cannot control, like the weather, and start quibbling over things we can control, like quality construction, quality system design, good air flow, and proper thermostat operation.

School of Thought #1: Register Over the Window

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As I mentioned in my previous post, the Four Schools of Thought for Ceiling Register Placement are 1. Register Over the Window, 2. Register interior to room., 3. Register in Center of Room, and 4. High Sidewall Register.  All four schools of thought can work just fine (in terms of comfort), when done correctly.  Comfort, however, is not the only factor to consider.  Energy efficiency, materials efficiency, ease of installation, and aesthetics are all things to consider as well.  This post will look at all of those factors for this particular school of thought: Register Above the Window.  By the way, unless I say otherwise, I’m focusing on cooling mode on a very hot day.

Putting a register above the window seems to be one of the most common locations in homes for many, many years.  It also seems to have the most ardent and dedicated (aka, stuck in their ways) practitioners.  Having put about 2000 residential HVAC designs to paper, I’ve received a lot of, shall we say “comments” about my plans.  No matter where I put a register, there was always an HVAC contractor who did not like that location.  The one location that most contractors would insist on was over the window.  The reasoning went from logical (this directly addresses the major load in the room), to rule of thumb (I was always taught that you had to “wash the windows”), to experience based (I’ve been doing it this way for 30 years and it has always worked fine), to nutty (it pushes the heat/cold back out the window).

When done correctly it can be very effective and maintain good comfort, but it does have some serious drawbacks.  The correct way to do this option is to use a two-way register oriented parallel to the window.  alternatively and bar-type register can be used with the air directed in a manner similar to a two-way register.  Using the wrong register can seriously screw this option up.  I’ve seen three way registers located here, but blowing back into the room or worse, blowing directly on the window.  Both of these can result in serious comfort and energy issues.

The down sides to this school of thought include:

  • compared to other locations, it requires the most ducting, which increases materials costs, conductive losses, and pressure drop.
  • If the roof pitch drops down over the window, the register boot can be very close to the roof decking.
  • Because the air only comes out in two directions it doesn’t mix as well and can cause cold spots if directly in the path of the airflow.
  • If located too close to the window, it can blow air directly on the window.  This increases the delta-T across the window, increasing conduction through the window.

Next Post:  School of Thought Number 2 – Interior to Room